¡¶lect12¡·

ÏÂÔر¾Êé

Ìí¼ÓÊéÇ©

lect12- µÚ1²¿·Ö


°´¼üÅÌÉÏ·½Ïò¼ü ¡û »ò ¡ú ¿É¿ìËÙÉÏÏ·­Ò³£¬°´¼üÅÌÉ쵀 Enter ¼ü¿É»Øµ½±¾ÊéĿ¼ҳ£¬°´¼üÅÌÉÏ·½Ïò¼ü ¡ü ¿É»Øµ½±¾Ò³¶¥²¿£¡





Lecture¡¡XII





Sovereignty





¡¡¡¡¡¡¡¡The¡¡historical¡¡theories¡¡commonly¡¡received¡¡among¡¡English


lawyers¡¡have¡¡done¡¡so¡¡much¡¡harm¡¡not¡¡only¡¡to¡¡the¡¡study¡¡of¡¡law¡¡but


to¡¡the¡¡study¡¡of¡¡history£»¡¡that¡¡an¡¡account¡¡of¡¡the¡¡origin¡¡and¡¡growth


of¡¡our¡¡legal¡¡system£»¡¡founded¡¡on¡¡the¡¡examination¡¡of¡¡new¡¡materials


and¡¡the¡¡re¡­examination¡¡of¡¡old¡¡ones£»¡¡is¡¡perhaps¡¡the¡¡most¡¡urgently


needed¡¡of¡¡all¡¡additions¡¡to¡¡English¡¡knowledge¡£¡¡But¡¡next¡¡to¡¡a¡¡new


history¡¡of¡¡law£»¡¡what¡¡we¡¡most¡¡require¡¡is¡¡a¡¡new¡¡philosophy¡¡of¡¡law¡£


If¡¡our¡¡country¡¡ever¡¡gives¡¡birth¡¡to¡¡such¡¡a¡¡philosophy£»¡¡we¡¡shall


probably¡¡owe¡¡it¡¡to¡¡two¡¡advantages¡£¡¡The¡¡first¡¡of¡¡them¡¡is¡¡our


possession¡¡of¡¡a¡¡legal¡¡system¡¡which¡¡for¡¡many¡¡purposes¡¡may¡¡be


considered¡¡indigenous¡£¡¡Our¡¡national¡¡pride£»¡¡which¡¡has¡¡sometimes


retarded¡¡or¡¡limited¡¡our¡¡advance¡¡in¡¡juridical¡¡enquiry£»¡¡has¡¡kept


our¡¡law¡¡singularly¡¡pure¡¡from¡¡mixture¡¡with¡¡the¡¡stream¡¡of¡¡legal


rules¡¡flowing¡¡from¡¡the¡¡great¡¡fountain¡¡of¡¡the¡¡Roman¡¡Corpus¡¡Juris£»


and¡¡thus£»¡¡when¡¡we¡¡place¡¡it¡¡in¡¡juxtaposition¡¡with¡¡any¡¡other


European¡¡legal¡¡system£»¡¡the¡¡results¡¡of¡¡the¡¡comparison¡¡are¡¡far¡¡more


fruitful¡¡of¡¡instruction¡¡than¡¡those¡¡obtained¡¡by¡¡contrasting¡¡the


various¡¡Continental¡¡bodies¡¡of¡¡law¡¡with¡¡one¡¡another¡£¡¡The¡¡second


advantage¡¡I¡¡believe¡¡to¡¡consist¡¡in¡¡the¡¡growing¡¡familiarity¡¡of


Englishmen¡¡with¡¡the¡¡investigations¡¡of¡¡the¡¡so¡­called¡¡Analytical


Jurists£»¡¡of¡¡whom¡¡the¡¡most¡¡considerable¡¡are¡¡Jeremy¡¡Bentham¡¡and


John¡¡Austin¡£¡¡Of¡¡this¡¡advantage¡¡we¡¡have¡¡a¡¡monopoly¡£¡¡Bentham¡¡seems


to¡¡be¡¡exclusively¡¡known¡¡in¡¡France¡¡and¡¡Germany¡¡as¡¡the¡¡author¡¡of¡¡an


unpopular¡¡system¡¡of¡¡morals¡£¡¡Austin¡¡is¡¡apparently¡¡not¡¡known¡¡at


all¡£¡¡Yet¡¡to¡¡Bentham£»¡¡and¡¡even¡¡in¡¡a¡¡higher¡¡degree¡¡to¡¡Austin£»¡¡the


world¡¡is¡¡indebted¡¡for¡¡the¡¡only¡¡existing¡¡attempt¡¡to¡¡construct¡¡a


system¡¡of¡¡jurisprudence¡¡by¡¡strict¡¡scientific¡¡process¡¡and¡¡to¡¡found


it£»¡¡not¡¡on¡¡*¡¡priori¡¡assumption£»¡¡but¡¡on¡¡the¡¡observation£»


comparison£»¡¡and¡¡analysis¡¡of¡¡the¡¡various¡¡legal¡¡conceptions¡£¡¡There


is¡¡not¡¡the¡¡smallest¡¡necessity¡¡for¡¡accepting¡¡all¡¡the¡¡conclusions


of¡¡these¡¡great¡¡writers¡¡with¡¡implicit¡¡deference£»¡¡but¡¡there¡¡is¡¡the


strongest¡¡necessity¡¡for¡¡knowing¡¡what¡¡those¡¡conclusions¡¡are¡£¡¡They


are¡¡indispensable£»¡¡if¡¡for¡¡no¡¡other¡¡object£»¡¡for¡¡the¡¡purpose¡¡of


clearing¡¡the¡¡head¡£


¡¡¡¡¡¡¡¡An¡¡important¡¡distinction¡¡between¡¡Bentham¡¡and¡¡Austin¡¡is¡¡not¡¡as


often¡¡recognised¡¡as¡¡it¡¡ought¡¡to¡¡be¡£¡¡Bentham¡¡in¡¡the¡¡main¡¡is¡¡a


writer¡¡on¡¡legislation¡£¡¡Austin¡¡in¡¡the¡¡main¡¡is¡¡a¡¡writer¡¡on


jurisprudence£»¡¡Bentham¡¡is¡¡chiefly¡¡concerned¡¡with¡¡law¡¡as¡¡it¡¡might


be¡¡and¡¡ought¡¡to¡¡be¡£¡¡Austin¡¡is¡¡chiefly¡¡concerned¡¡with¡¡law¡¡as¡¡it


is¡£¡¡Each¡¡trespasses¡¡occasionally¡¡on¡¡the¡¡domain¡¡of¡¡the¡¡other¡£


Unless¡¡Bentham¡¡had¡¡written¡¡the¡¡treatise¡¡called¡¡the¡¡'Fragment¡¡on


Government£»'¡¡Austin's¡¡'Province¡¡of¡¡Jurisprudence¡¡Determined£»'


which¡¡sets¡¡forth¡¡the¡¡basis¡¡of¡¡his¡¡system£»¡¡would¡¡never¡¡probably


have¡¡been¡¡composed¡£¡¡On¡¡the¡¡other¡¡hand£»¡¡Austin£»¡¡in¡¡his¡¡singular


discussion¡¡of¡¡the¡¡theory¡¡of¡¡utility¡¡as¡¡an¡¡index¡¡to¡¡the¡¡Law¡¡of


God£»¡¡has¡¡entered¡¡on¡¡an¡¡investigation¡¡of¡¡the¡¡class¡¡followed¡¡by


Bentham¡£¡¡Still¡¡the¡¡description¡¡which¡¡I¡¡have¡¡given¡¡of¡¡their


objects¡¡is¡¡sufficiently¡¡correct¡¡as¡¡a¡¡general¡¡description£»¡¡and


those¡¡objects¡¡are¡¡widely¡¡different¡£¡¡Bentham¡¡aims¡¡at¡¡the


improvement¡¡of¡¡the¡¡law¡¡to¡¡be¡¡effected¡¡by¡¡the¡¡application¡¡of¡¡the


principles¡¡now¡¡indissolubly¡¡associated¡¡with¡¡his¡¡name¡£¡¡Almost¡¡all


of¡¡his¡¡more¡¡important¡¡suggestions¡¡have¡¡been¡¡adopted¡¡by¡¡the


English¡¡Legislature£»¡¡but¡¡the¡¡process¡¡of¡¡engrafting¡¡on¡¡the¡¡law


what¡¡to¡¡each¡¡successive¡¡generation¡¡seem¡¡to¡¡be¡¡improvements¡¡is¡¡in


itself¡¡of¡¡indefinite¡¡duration£»¡¡and¡¡may¡¡go¡¡on£»¡¡and¡¡possibly¡¡will


go¡¡on£»¡¡as¡¡long¡¡as¡¡the¡¡human¡¡race¡¡lasts¡£¡¡Austin's¡¡undertaking¡¡is


more¡¡modest¡£¡¡It¡¡would¡¡be¡¡completed£»¡¡if¡¡a¡¡Code¡¡were¡¡produced


perfectly¡¡logical¡¡in¡¡order¡¡of¡¡arrangement¡¡and¡¡perfectly¡¡lucid¡¡in


statement¡¡of¡¡rule¡¡Jurisprudence£»¡¡the¡¡science¡¡of¡¡positive¡¡law£»¡¡is


sometimes¡¡spoken¡¡of¡¡nowadays¡¡as¡¡if¡¡it¡¡would¡¡bring¡¡the¡¡substance


of¡¡the¡¡law¡¡into¡¡a¡¡state¡¡of¡¡indefinite¡¡perfection¡£¡¡It¡¡would


doubtless£»¡¡if¡¡it¡¡were¡¡carried¡¡far£»¡¡lead¡¡indirectly¡¡to¡¡great¡¡legal


reforms¡¡by¡¡dispelling¡¡obscurities¡¡and¡¡dissipating¡¡delusions£»¡¡but


the¡¡investigation¡¡of¡¡the¡¡principles¡¡on¡¡which¡¡the¡¡direct


improvement¡¡of¡¡substantive¡¡legal¡¡rules¡¡should¡¡be¡¡conducted


belongs¡¡nevertheless¡¡not¡¡to¡¡the¡¡theorist¡¡on¡¡jurisprudence¡¡but¡¡to


the¡¡theorist¡¡on¡¡legislation¡£


¡¡¡¡¡¡¡¡The¡¡portion¡¡of¡¡Austin's¡¡Lectures¡¡which¡¡sets¡¡forth¡¡the¡¡basis


of¡¡his¡¡system£»¡¡and¡¡which¡¡was¡¡published¡¡several¡¡years¡¡ago¡¡as¡¡the


'Province¡¡of¡¡Jurisprudence¡¡Determined£»'¡¡has¡¡long¡¡been¡¡one¡¡of¡¡the


higher¡¡classbooks¡¡in¡¡this¡¡University£»¡¡and£»¡¡taken¡¡together¡¡with


the¡¡other¡¡lectures¡¡more¡¡recently¡¡given¡¡to¡¡the¡¡world¡¡£¨though


unhappily¡¡in¡¡a¡¡fragmentary¡¡shape£©£»¡¡it¡¡must¡¡always£»¡¡or¡¡for¡¡a¡¡long


time¡¡to¡¡come£»¡¡be¡¡the¡¡mainstay¡¡of¡¡the¡¡studies¡¡prosecuted¡¡in¡¡this


Department¡£¡¡Making¡¡the¡¡utmost¡¡acknowledgment¡¡of¡¡the¡¡value¡¡of¡¡the


book£»¡¡I¡¡find¡¡it¡¡impossible¡¡not¡¡to¡¡recognise¡¡the¡¡magnitude¡¡of¡¡the


difficulties¡¡which¡¡it¡¡occasions¡¡to¡¡the¡¡beginner¡£¡¡Those¡¡which¡¡have


their¡¡origin¡¡in¡¡peculiarities¡¡of¡¡style¡¡and¡¡which¡¡seem¡¡to¡¡be


attributable¡¡to¡¡the¡¡perpetual¡¡commerce¡¡of¡¡thought¡¡in¡¡which¡¡the


writer¡¡lived¡¡with¡¡his¡¡precursors£»¡¡Bentham¡¡and¡¡Hobbes£»¡¡I¡¡find¡¡to


be¡¡practically¡¡less¡¡grave¡¡than¡¡difficulties¡¡of¡¡another¡¡sort¡¡which


arise¡¡from¡¡the¡¡repulsion¡¡created¡¡in¡¡the¡¡mind¡¡by¡¡the¡¡shape¡¡in


which¡¡the¡¡conceptions¡¡of¡¡law£»¡¡right£»¡¡and¡¡duty¡¡are¡¡presented¡¡to¡¡it


by¡¡Austin's¡¡analysis¡£¡¡Of¡¡course£»¡¡so¡¡far¡¡as¡¡this¡¡distaste¡¡is


caused¡¡by¡¡unpalatable¡¡truth£»¡¡any¡¡tenderness¡¡shown¡¡to¡¡it¡¡would¡¡be


wasted£»¡¡but¡¡even¡¡thus¡¡it¡¡is¡¡a¡¡misfortune£»¡¡and£»¡¡if¡¡it¡¡be¡¡in¡¡any


degree¡¡provoked¡¡by¡¡avoidable¡¡causes£»¡¡such¡¡as¡¡methods¡¡of¡¡statement


or¡¡arrangement£»¡¡no¡¡pains¡¡bestowed¡¡on¡¡the¡¡attempt¡¡to¡¡remove¡¡it¡¡to


this¡¡extent¡¡would¡¡be¡¡thrown¡¡away¡£¡¡A¡¡very¡¡frequent¡¡effect¡¡of


forcing¡¡on¡¡students¡¡of¡¡active¡¡mind¡¡and¡¡industrious¡¡habits¡¡a


system¡¡or¡¡subject¡¡which¡¡for¡¡some¡¡reason¡¡or¡¡other¡¡is¡¡repugnant¡¡to


them¡¡is¡¡to¡¡make¡¡them¡¡regard¡¡it¡¡as¡¡so¡¡much¡¡dogma£»¡¡as¡¡something


resting¡¡on¡¡the¡¡personal¡¡authority¡¡of¡¡the¡¡writer¡¡with¡¡whose¡¡name


it¡¡happens¡¡to¡¡be¡¡associated¡£¡¡Now¡¡nothing¡¡could¡¡be¡¡more


unfortunate¡¡for¡¡the¡¡philosophy¡¡of¡¡law¡¡than¡¡that¡¡the¡¡system¡¡of¡¡the


'Province¡¡of¡¡Jurisprudence¡¡Determined'¡¡should¡¡come¡¡to¡¡be¡¡regarded


simply¡¡as¡¡Austin's¡¡system¡¡¡¡as¡¡standing¡¡by¡¡the¡¡side¡£¡¡of


Blackstone's¡¡or¡¡Hegel's¡¡or¡¡any¡¡other¡¡system¡¡¡¡as¡¡interchangeable


with¡¡it¡¡or¡¡equivalent¡¡to¡¡it¡£¡¡For£»¡¡when¡¡certain¡¡assumptions¡¡or


postulates¡¡have¡¡been¡¡made£»¡¡I¡¡am¡¡fully¡¡convinced¡¡that¡¡the¡¡great


majority¡¡of¡¡Austin's¡¡positions¡¡follow¡¡as¡¡of¡¡course¡¡and¡¡by


ordinary¡¡logical¡¡process¡£¡¡These¡¡assumptions¡¡do¡¡not¡¡appear¡¡to¡¡me


to¡¡be¡¡stated¡¡and¡¡described¡¡by¡¡Austin¡¡with¡¡sufficient¡¡fulness¡¡


possibly¡¡because£»¡¡though¡¡he¡¡is¡¡a¡¡comparatively¡¡modern¡¡writer£»¡¡a


part¡¡of¡¡the¡¡enquiries¡¡necessary¡¡for¡¡such¡¡statement¡¡had¡¡in¡¡his¡¡day


been¡¡barely¡¡commenced¡¡¡¡but£»¡¡whatever¡¡the¡¡cause£»¡¡the¡¡result¡¡is


that¡¡he¡¡seems¡¡to¡¡me¡¡open¡¡to¡¡the¡¡same¡¡charge¡¡as¡¡some¡¡of¡¡the


greatest¡¡writers¡¡on¡¡Political¡¡Economy¡¡who¡¡have¡¡omitted¡¡to¡¡set


forth¡¡at¡¡the¡¡outset¡¡with¡¡adequate¡¡distinctness¡¡the¡¡limited


objects¡¡of¡¡their¡¡science£»¡¡and¡¡who¡¡have¡¡thus¡¡attracted¡¡to¡¡it¡¡a


mass¡¡of¡¡prejudice¡¡of¡¡which¡¡it¡¡may¡¡never¡¡possibly¡¡get¡¡rid¡£¡¡The


present¡¡Lecture¡¡is¡¡an¡¡attempt¡¡to¡¡show¡¡what¡¡a¡¡certain¡¡number¡¡of


these¡¡assumptions¡¡or¡¡postulates¡¡are£»¡¡in¡¡that¡¡which¡¡follows¡¡it£»¡¡I


endeavour¡¡to¡¡show¡¡how¡¡these¡¡assumptions¡¡are¡¡affected¡¡by¡¡some


conclusions¡¡which¡¡we¡¡have¡¡arrived¡¡at¡¡in¡¡former¡¡Lectures¡¡during


our¡¡investigation¡¡of¡¡the¡¡early¡¡history¡¡of¡¡society¡£¡¡£¨Supra£»


Lectures¡¡I¡¡to¡¡XI£©¡¡I¡¡think¡¡it¡¡best¡¡for¡¡my¡¡purpose¡¡to¡¡begin¡¡with


calling¡¡attention¡¡to¡¡the¡¡definition¡¡of¡¡Sovereignty¡£¡¡Beyond¡¡all


doubt¡¡this¡¡is¡¡the¡¡logical¡¡order¡¡of¡¡the¡¡discussion¡¡undertaken¡¡by


Austin£»¡¡and¡¡I¡¡find¡¡it¡¡difficult¡¡to¡¡understand£»¡¡except¡¡on¡¡one


hypothesis£»¡¡why£»¡¡deserting¡¡the¡¡arrangement¡¡of¡¡Hobbes£»¡¡he¡¡began


the¡¡discussion¡¡of¡¡this¡¡part¡¡of¡¡his¡¡subject¡¡by¡¡the¡¡analysis¡¡of


Law£»¡¡Right¡¡and¡¡Duty£»¡¡and¡¡ended¡¡it¡¡with¡¡an¡¡account¡¡of¡¡Sovereignty


which¡¡it¡¡seems¡¡to¡¡me¡¡should¡¡have¡¡come¡¡first¡£¡¡I¡¡imagine£»¡¡however£»


that¡¡Blackstone¡¡influenced¡¡him£»¡¡as¡¡he¡¡did¡¡Bentham£»¡¡so¡¡to¡¡speak£»


by¡¡repulsion¡£¡¡Blackstone£»¡¡following¡¡Roman¡¡Institutional¡¡writers£»


begins¡¡with¡¡a¡¡definition¡¡of¡¡law¡¡and¡¡proceeds¡¡to¡¡give¡¡a¡¡theory¡¡of


the¡¡connection¡¡of¡¡the¡¡various¡¡legal¡¡conceptions¡£¡¡The¡¡desire¡¡to


expose¡¡the¡¡fallacies¡¡of¡¡this¡¡portion¡¡of¡¡the¡¡Commentaries


furnished¡¡Bentham¡¡with¡¡his¡¡principal¡¡motive¡¡for¡¡writing¡¡the


Fragment¡¡on¡¡Government£»¡¡and¡¡Austin¡¡with¡¡his¡¡chief¡¡inducement¡¡to


determine¡¡the¡¡Province¡¡of¡¡Jurisprudence£»¡¡and¡¡the¡¡latter¡¡seems¡¡to


me¡¡to¡¡have¡¡thought¡¡that¡¡the¡¡propositions¡¡he¡¡disputed¡¡would¡¡be


most¡¡effectually¡¡disposed¡¡of£»¡¡if¡¡they¡¡were¡¡contradicted¡¡in¡¡the


order¡¡given¡¡them¡¡by¡¡their¡¡author¡£¡¡However¡¡that¡¡may¡¡be£»¡¡the¡¡branch


of¡¡my¡¡subject¡¡on¡¡which¡¡I¡¡shall¡¡first¡¡have¡¡to¡¡enter¡¡may¡¡be


described¡¡as¡¡an¡¡enquiry¡¡into¡¡the¡¡probable¡¡mode¡¡in¡¡which¡¡Austin's


analysis¡¡would¡¡have¡¡been¡¡affected£»¡¡if¡¡he¡¡had¡¡begun¡¡in
СÌáʾ£º°´ »Ø³µ [Enter] ¼ü ·µ»ØÊéÄ¿£¬°´ ¡û ¼ü ·µ»ØÉÏÒ»Ò³£¬ °´ ¡ú ¼ü ½øÈëÏÂÒ»Ò³¡£ ÔÞһϠÌí¼ÓÊéÇ©¼ÓÈëÊé¼Ü